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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2002-02-05
  • OK RA
    APPROVED
    Since 2002-02-05

Branch Locations

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Oklahoma City OK 06/2001 Present
Bokf, Na Oklahoma City OK 06/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-08
S63 Uniform Securities Agent State Law Examination 1998-06-02
  • S65 Uniform Investment Adviser Law Examination
    1998-06-08
  • S63 Uniform Securities Agent State Law Examination
    1998-06-02

View on SEC IAPD

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