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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-06-29
TX RA APPROVED 2020-06-26
  • AZ RA
    APPROVED
    Since 2020-06-29
  • TX RA
    APPROVED
    Since 2020-06-26

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2011 Present
  • 06/2011 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-26
  • S63 Uniform Securities Agent State Law Examination
    2011-07-26
Designations
Other Names
  • Steve Civille

View on SEC IAPD

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