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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-02-22 |
| TX | RA | APPROVED_RES | 2018-05-08 |
| FL | RA | APPROVED | 2016-06-28 |
| CA | RA | APPROVED | 2016-06-27 |
| MN | RA | APPROVED | 2013-12-09 |
| KS | RA | APPROVED | 2006-09-06 |
Branch Locations
80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States
681 East Lake Street Suite 354, Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wayzata | MN | 09/2008 | Present |
1. Kintyre HOA, treasurer for snow plowing, landscaping, collecting dues, Officer, collect dues and pay bills, start date-3/1/2019, orono MNUnited States 55356. 2. Old School Secondsbuying and selling vintage watches, Proprietor / owner, buy and sell vintage watches through the internet, start date-10/1/2024, medina MN United States-55340
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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