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Kurtis Will Kearin

Ameriprise Financial Services, LLC

Minneapolis, MN

Blaine, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-07
  • MN RA
    APPROVED
    Since 2014-01-07

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Blaine, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 11/2011 03/2020
American Enterprise Investment Services Inc. (26506) Minneapolis MN 02/2022 Present
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 11/2011 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2022 → Present
    American Enterprise Investment Services Inc. (26506)
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2004-06-18 → 2011-09-07
    Msi Financial Services, Inc.
    De Pere, WI
    De Pere, WI
    Green Bay, WI
    Blaine, MN
    De Pere, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-09
S63 Uniform Securities Agent State Law Examination 1998-09-23
  • S65 Uniform Investment Adviser Law Examination
    1999-02-09
  • S63 Uniform Securities Agent State Law Examination
    1998-09-23
Other Names
  • Kirt Kearin
  • Kurt Kearin

View on SEC IAPD

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