Best Investors Account Sign in

Jason Lippeatt

Cetera Investment Advisers LLC

Mount Olive, AL

Homewood, AL

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-01
AL RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-04-01
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

1248 Jew Hollow Rd, Mount Olive, AL 35117 • United States

2820 Central Avenue, Homewood, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 08/2007 02/2025
Concourse Financial Group Securities Inc Birmingham AL 09/2011 02/2025
Investment Distributors Inc Birmingham AL 11/2021 12/2023
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 08/2007 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 09/2011 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 11/2021 → 12/2023
    Investment Distributors Inc
    Birmingham, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2011-08-08 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-04
  • S66 Uniform Combined State Law Examination
    2011-08-04
Other Names
  • Jason Hillary Lippeatt
  • Jason H Lippeatt

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
ERNST & YOUNG INVESTMENT ADVISERS LLP
H/N MANAGEMENT

Other Investors

KATHERINE ELIZABETH SCHABLOW
GREG J MARTIN
GREGORY SHAWN BROOKS
SAMUAL SCOTT CANTRELL
KENNETH ADAM RUSSELL
KIMBERLY SUE YOUNG
KYLE REED WINDHAM
PAUL R WINDHAM

Other Offices

CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gardendale, AL
RAYMOND JAMES & ASSOCIATES, INC. · Gardendale, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
LPL FINANCIAL LLC · GARDENDALE, AL
MML INVESTORS SERVICES, LLC · Birmingham, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

More in Mount Olive, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor