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Phu Minh Roy O

Sheets Smith Wealth Management

Winston Salem, NC

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Current Employers
Sheets Smith Wealth Management

120 Club Oaks Court Suite 200, Winston Salem, NC 27104-4680 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-11-25
  • NC RA
    APPROVED
    Since 2013-11-25

Branch Locations

120 Club Oaks Court Suite 200, Winston Salem, NC 27104-4680 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sheets Smith Wealth Management Winston Salem NC 06/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-25
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S65 Uniform Investment Adviser Law Examination
    2013-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • Phu Minh O

View on SEC IAPD

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