David E Maas

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2017-12-22

CO RA
APPROVED

Since 2017-12-22

Branch Locations

10390 W Bradford Suite 213, Littleton, CO 80127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Englewood	CO	08/1999	03/2017
Mml Investors Services, Llc	Littleton	CO	03/2017	Present
Massmutual Life Insurance Co	Littleton	CO	07/2016	Present

08/1999 → 03/2017

Metlife Securities

Englewood, CO
03/2017 → Present

Mml Investors Services, Llc

Littleton, CO
07/2016 → Present

Massmutual Life Insurance Co

Littleton, CO

Other Businesses

INDEPENDENT INSURANCE AGENT - DISABILITY LIFE/ACCIDENT/HEALTH - FROM BUSINESS ADDRESS - 1 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 07/2015

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-07

S65 Uniform Investment Adviser Law Examination

2017-11-07

Other Names

David Edward Maas
David Edward Maas

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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