Kevin Michael Nervegna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 05/2018
  Gcg Wealth Management Inc
  Charlotte, NC
• 11/2012 → 05/2018
  Questar Capital Corporation
  Minneapolis, MN
• 11/2012 → 05/2018
  Questar Asset Management
  Minneapolis, MN
• 05/2018 → 09/2023
  Sagepoint Finanical, Inc.
  Mooresille, NC
• 09/2023 → 01/2024
  Osaic Wealth, Inc.
  Mooresville, NC
• 01/2024 → Present
  Lpl Financial Llc
  Mooresville, NC

Previous Registrations

• 2023-09-01 → 2024-01-31
  Osaic Wealth, Inc.
  Mooresville, NC
• 2018-05-24 → 2023-09-01
  Osaic Services, Inc.
  Mooresville, NC
• 2012-11-08 → 2018-06-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Charlotte, NC
• 2009-01-05 → 2012-11-08
  Securian Financial Services, Inc.
  Charlotte, NC

Other Businesses

1) 12/19/2023 - BICE WEALTH MANAGEMENT INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 420 Hours per month. 2) 12/19/2023 - Financial Independence Group - Non-Variable Insurance - Selling: Fixed Universal Life, Term - NC 2811 - Investment related - 28 Hours per month - Start date: 05/24/2018.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-19
• S63 Uniform Securities Agent State Law Examination
  2008-03-01