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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-15 |
| PA | RA | APPROVED | 2022-11-01 |
Branch Locations
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
2585 State Hill Rd, Wyomissing, PA 19610 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Allentown | PA | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 11/2016 | 02/2018 |
| The Leaders Group, Inc | Littleton | CO | 03/2018 | 08/2018 |
| Northeast Brokerage Inc | Manchester | CT | 02/2018 | 08/2018 |
| Saybrus Partners, Inc. | Hartford | CT | 08/2018 | 05/2020 |
| Saybrus Equity Services, Inc. | Hartford | CT | 08/2018 | 05/2020 |
| Unemployed | King Of Prussia | PA | 05/2020 | 12/2020 |
| Securities America, Inc. | King Of Prussia | PA | 12/2020 | 07/2022 |
| Wells Fargo Clearing Services | Allentwon | PA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-01 |
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