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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-11
  • FL RA
    APPROVED
    Since 2021-06-11

Branch Locations

700 S. Rosemary Ave Suite 204, West Palm Beach, FL 33401 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 10/2012 02/2019
Raymond James Financial Services, Inc. West Palm Beach FL 02/2019 06/2021
Raymond James Financial Services Advisors, Inc. West Palm Beach FL 02/2019 06/2021
Ad Private Wealth Llc West Palm Beach FL 02/2019 06/2021
Advisory Services Network, Llc Altanta GA 06/2021 Present
Previous Registrations
Other Businesses

Variable & Life Insurance Agent 5 hours per month 0 during trading hours Start date 1998

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-12
S63 Uniform Securities Agent State Law Examination 1998-05-04
  • S65 Uniform Investment Adviser Law Examination
    1998-05-12
  • S63 Uniform Securities Agent State Law Examination
    1998-05-04
Other Names
  • Richard Anthony Albert
  • Richard A Albert

View on SEC IAPD

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