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Current Employers
Wny Asset Management, Llc

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
TX RA APPROVED_RES 2019-10-11
  • NY RA
    APPROVED
    Since 2021-07-30
  • TX RA
    APPROVED_RES
    Since 2019-10-11

Branch Locations

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Williamsville NY 01/2001 07/2025
Wny Asset Management Llc Williamsville NY 01/2001 Present
Wny Asset Management Llc Williamsville NY 05/2010 Present
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 01/2001 → 07/2025
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 01/2001 → Present
    Williamsville, NY
  • 05/2010 → Present
    Williamsville, NY
  • 07/2025 → Present
    Lpl Financial Llc
    Williamsville, NY
Other Businesses

1. 07/10/2025- WNY ASSET MANAGEMENT, LLC- Registered Investment Advisor - INV Related- At Reported Business Location(s)- Start date 01/01/2010- 200 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 1/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 07/10/22025-WNY Tax Planners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2024 3. 07/10/2025- WNY Asset Management, LLC-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2001 4. 07/10/2025- WNY Asset Management, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2021

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-22
S63 Uniform Securities Agent State Law Examination 1998-04-02
  • S65 Uniform Investment Adviser Law Examination
    1999-05-22
  • S63 Uniform Securities Agent State Law Examination
    1998-04-02
Designations
Other Names
  • John Pieroni

View on SEC IAPD

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