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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 1998-06-03
  • AL RA
    APPROVED
    Since 1998-06-03

Branch Locations

7500 Memorial Pkwy Sw Ste 215-S, Huntsville, AL 35802 • United States

623 S Seminary St Ste 110, Florence, AL 35630 • United States

Hazel Green, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Huntsville AL 09/2005 03/2020
Ameriprise Financial Services, Llc Huntsville AL 03/2020 Present
Other Businesses

Real Estate Ownership; Family Limited Partnership Farmland; Steger Road, , Merdianville, AL, 35759; Not Investment-Related; 01/01/1985. Other Business Activities; Soroptimist International of Huntsville; Service Organization Dedicated to the Betterment and Education of Women and Girls; P.O. Box 18861, , Huntsville, AL, 35804; Not Investment-Related; 03/17/2010; 1 to 9 hours per month; 0 during trading hours / Hazel Green United Methodist Church Finance Committe Endowment Representative; General Education about endowment funding. Now a member of the Finance Committee. I abstain from voting.; P.O. Box 10Hazel Green, AL 35750, ,; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-20
  • S63 Uniform Securities Agent State Law Examination
    1998-05-20
Designations
Other Names
  • Beth Douglas

View on SEC IAPD

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