Brian Davies

Wells Fargo Advisors Financial Network, LLC

Hunt Valley, MD

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-07
MD	RA	APPROVED	2022-07-27

TX RA
APPROVED_RES

Since 2025-01-07
MD RA
APPROVED

Since 2022-07-27

Branch Locations

225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Baltimore	MD	04/2018	07/2022
Founders Financial	Towson	MD	04/2013	04/2018
Wells Fargo Advisors Financial Network, Llc	Hunt Valley	MD	07/2022	Present

04/2018 → 07/2022

Raymond James & Associates

Baltimore, MD
04/2013 → 04/2018

Founders Financial

Towson, MD
07/2022 → Present

Wells Fargo Advisors Financial Network, Llc

Hunt Valley, MD

Previous Registrations

2018-11-28 → 2022-07-21

Raymond James & Associates, Inc.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-28

S66 Uniform Combined State Law Examination

2018-11-28

Other Names

Brian Keith Davies

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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