Keri Irene Pugh

Current Employers

Employment History

• 12/2008 → 11/2017
  National Planning Corporation
  Littleton, CO
• 11/2017 → Present
  Lpl Financial Llc
  Littleton, CO

Previous Registrations

• 2013-01-03 → 2017-11-29
  National Planning Corporation
  Denver, CO
  Greenwood Village, CO
  Denver, CO
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - Keri I. Pugh, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Started 4/1/2016 - 30 Hours During Securities Trading. 2. 4/23/2021 - Fusion Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 5/21/2021 - Fusion Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2021 - 20 Hours Per Month/15 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2012-11-14
• S65 Uniform Investment Adviser Law Examination
  2004-04-26
• S63 Uniform Securities Agent State Law Examination
  1999-02-15

Designations

Other Names

• Keri Irene Pugh
• Keri Irene Adams