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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-01
CO RA APPROVED 2018-06-15
  • TX RA
    APPROVED_RES
    Since 2018-08-01
  • CO RA
    APPROVED
    Since 2018-06-15

Branch Locations

4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Highlands Ranch CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Highlands Ranch CO 11/2016 06/2018
Raymond James & Associates Denver CO 06/2018 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Highlands Ranch, CO
  • 11/2016 → 06/2018
    Highlands Ranch, CO
  • 06/2018 → Present
    Raymond James & Associates
    Denver, CO
Previous Registrations
  • 2011-01-03 → 2018-06-19
    Highlands Ranch, CO
    Greenwood Village, CO
    Frisco, CO
    Greenwood Village, CO
    Highlands Ranch, CO
    Highlands Ranch, CO
  • 2001-04-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Frisco, CO
    Greenwood Village, CO
    Highlands Ranch, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Greenwood Village, CO
Other Businesses

(1)Name of Business: James Wildman Address: 6724 S. Ash Way, Centennial, CO, 80122, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am co-signer on a house with my Son Austin Wildman. This will be his primary residence. He and I will also be renting to three friends who will also live there.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-05
S63 Uniform Securities Agent State Law Examination 1998-09-24
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    1998-09-24

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