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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-05-10 |
Branch Locations
225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Baltimore | MD | 10/2008 | 05/2024 |
| Morgan Stanley Smith Barney | Hunt Valley | MD | 06/2009 | 05/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Hunt Valley | MD | 05/2024 | Present |
EASTON PROPERTIES, INV RELATED, TOWNSON, MD, 24.5% OWNERSHIP, START: 1/1/2018, 1 HOUR A MONTH, 0 HOURS DURING TRADING, REAL ESTATE INVESTMENTS.| HOCKER GP, LLC ;INV RELATED; HUNT VALLEY,MD; MERCHANT PARTNERSHIP;90% OWNERSHIP;CO-OWNER; START DATE: 08/08/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING; MARYLAND CORK COMPANY; NOT INV RELATED; ELKTON, MD; MANUFACTURING ;1% OWNERSHIP; START DATE: 06/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| HOCKER REALTY & INVESTMENT CO INC. ; INV RELATED; ELKTON, MD; REAL ESTATE INVESTMENT;8% OWNERSHIP; START DATE: 10/31/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-06 |
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