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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-10-02
TX RA APPROVED 2024-10-02
  • KY RA
    APPROVED
    Since 2024-10-02
  • TX RA
    APPROVED
    Since 2024-10-02

Branch Locations

201 East Main Street, Lexington, KY 40507 • United States

201 E Main St, Lexington, KY 40507 • United States

416 West Jefferson Street, Louisville, KY 40202 • United States

3645 Harrodsburg Road, Lexington, KY 40513 • United States

7403 Old 3Rd Street, Louisville, KY 40214 • United States

100 Rebel Road, Nicholasville, KY 40356 • United States

201 E Main St, Floor 02, Lexington, KY 40507 • United States

2590 Richmond Road, Lexington, KY 40509 • United States

1824 Alysheba Way, Lexington, KY 40509 • United States

2943 Richland Ave., Louisville, KY 40220 • United States

2260 Nicholasville Road, Lexington, KY 40503 • United States

1785 Alexandria Dr., Lexington, KY 40504 • United States

1121 Nandino Blvd., Lexington, KY 40511 • United States

9600 Linn Station Road, Louisville, KY 40222 • United States

2209 Holiday Manor Center, Louisville, KY 40222 • United States

201 East Main Street, Lexington, KY 40507 • United States

1301 Winchester Road, Lexington, KY 40505 • United States

3368 Tates Creek Road, Lexington, KY 40502 • United States

727 E. Euclid Avenue, Lexington, KY 40502 • United States

237 W. Main Street, Danville, KY 40422 • United States

12016 Shelbyville Rd, Louisville, KY 40243 • United States

4192 Tates Creek Centre Rd, Lexington, KY 40517 • United States

405 Leighway Drive, Richmond, KY 40475 • United States

3600 Bardstown Rd, Louisville, KY 40218 • United States

251 Boone Station, Shelbyville, KY 40065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A. Nashville TN 09/2014 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 09/2014 09/2024
J.P. Morgan Securities Llc Lexington KY 09/2024 Present
Previous Registrations
  • 2014-09-25 → 2024-09-20
    Nashville, TN
    Indianapolis, IN
    Bowling Green, KY
    Franklin, TN
    Cincinnati, OH
    Boston, MA
    San Antonio, TX
    Farmington Hills, MI
    Farmington Hills, MI
    Bloomfield Hills, MI
    Newport, KY
    Leawood, KS
  • 2011-05-23 → 2014-09-02
    Truist Investment Services, Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-20
S63 Uniform Securities Agent State Law Examination 2009-04-27
  • S66 Uniform Combined State Law Examination
    2011-05-20
  • S63 Uniform Securities Agent State Law Examination
    2009-04-27
Other Names
  • Marnie Moore
  • Marnie Ann Wilson
  • Marnie Wilson Moore
  • Marnie Wilson Steen
  • Marnie A Steen
  • Marnie Wilson

View on SEC IAPD

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