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Account
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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-02 |
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
201 East Main Street, Lexington, KY 40507 • United States
201 E Main St, Lexington, KY 40507 • United States
416 West Jefferson Street, Louisville, KY 40202 • United States
3645 Harrodsburg Road, Lexington, KY 40513 • United States
7403 Old 3Rd Street, Louisville, KY 40214 • United States
100 Rebel Road, Nicholasville, KY 40356 • United States
201 E Main St, Floor 02, Lexington, KY 40507 • United States
2590 Richmond Road, Lexington, KY 40509 • United States
1824 Alysheba Way, Lexington, KY 40509 • United States
2943 Richland Ave., Louisville, KY 40220 • United States
2260 Nicholasville Road, Lexington, KY 40503 • United States
1785 Alexandria Dr., Lexington, KY 40504 • United States
1121 Nandino Blvd., Lexington, KY 40511 • United States
9600 Linn Station Road, Louisville, KY 40222 • United States
2209 Holiday Manor Center, Louisville, KY 40222 • United States
201 East Main Street, Lexington, KY 40507 • United States
1301 Winchester Road, Lexington, KY 40505 • United States
3368 Tates Creek Road, Lexington, KY 40502 • United States
727 E. Euclid Avenue, Lexington, KY 40502 • United States
237 W. Main Street, Danville, KY 40422 • United States
12016 Shelbyville Rd, Louisville, KY 40243 • United States
4192 Tates Creek Centre Rd, Lexington, KY 40517 • United States
405 Leighway Drive, Richmond, KY 40475 • United States
3600 Bardstown Rd, Louisville, KY 40218 • United States
251 Boone Station, Shelbyville, KY 40065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America N.A. | Nashville | TN | 09/2014 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 09/2014 | 09/2024 |
| J.P. Morgan Securities Llc | Lexington | KY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-27 |
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