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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-16
MO RA APPROVED 2017-02-03
  • TX RA
    APPROVED_RES
    Since 2017-03-16
  • MO RA
    APPROVED
    Since 2017-02-03

Branch Locations

14755 N Outer 40 Rd Ste 500, Chesterfield, MO 63017 • United States

Chesterfield, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chesterfield MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chesterfield MO 11/2016 02/2017
Ameriprise Financial Advisors Inc. Chesterfield MO 02/2017 03/2020
Ameriprise Financial Services, Llc Chesterfield MO 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-08
S63 Uniform Securities Agent State Law Examination 1998-04-30
  • S65 Uniform Investment Adviser Law Examination
    1998-05-08
  • S63 Uniform Securities Agent State Law Examination
    1998-04-30
Other Names
  • Mark John Stegmann
  • Mark J Stegmann

View on SEC IAPD

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