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Bart Hideo Fujimoto

LPl Financial LLC

Honolulu, HI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2012-12-18
  • HI RA
    APPROVED
    Since 2012-12-18

Branch Locations

1360 S. Beretania Street #212, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Honolulu HI 12/2012 Present
Previous Registrations
  • 2004-09-15 → 2013-01-04
    Bancwest Investment Services, Inc.
    Wahiawa, HI
    Waipahu, HI
    Honolulu, HI
    Pearl City, HI
    Honolulu, HI
    Honolulu, HI
    Pearl City, HI
    Aiea, HI
    Aiea, HI
    Pearl City, HI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-14
S63 Uniform Securities Agent State Law Examination 2000-03-03
  • S65 Uniform Investment Adviser Law Examination
    2004-09-14
  • S63 Uniform Securities Agent State Law Examination
    2000-03-03
Designations

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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