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Cynthia Ruth Rosendale

William Blair

Denver, CO

Chicago, IL

Chicago, IL

Berthoud, CO

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Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-19
  • CO RA
    APPROVED
    Since 2023-05-19

Branch Locations

200 Columbine Street Suite 260, Denver, CO 80206 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

150 North Riverside Plaza, Chicago, IL 60606 • United States

Berthoud, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Lajolla CA 04/2007 05/2023
Morgan Stanley Smith Barney La Jolla CA 06/2009 05/2023
William Blair Denver CO 05/2023 Present
  • 04/2007 → 05/2023
    Morgan Stanley & Co., Incorporated
    Lajolla, CA
  • 06/2009 → 05/2023
    Morgan Stanley Smith Barney
    La Jolla, CA
  • 05/2023 → Present
    William Blair
    Denver, CO
Previous Registrations
  • 2009-06-01 → 2023-05-23
    Morgan Stanley
    Denver, CO
    La Jolla, CA
    Jacksonville, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    La Jolla, CA
  • 2004-06-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lajolla, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 1998-03-06
  • S66 Uniform Combined State Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    1998-03-06
Other Names
  • Cindy Minor
  • Cynthia Ruth Minor

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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