Jennifer C. Hart

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Stratos Wealth Partners, Ltd
  Del Mar, CA
• 05/2017 → Present
  Lpl Financial, Llc
  Beachwood, OH

Previous Registrations

• 2013-09-12 → 2014-09-25
  Lpl Financial Llc
  San Diego, CA
• 2009-06-01 → 2010-11-08
  Morgan Stanley
  La Jolla, CA
  Carlsbad, CA
  San Diego, CA
• 2004-11-12 → 2009-06-01
  Citigroup Global Markets Inc.
  La Jolla, CA
  Carlsbad, CA
  Carlsbad, CA

Other Businesses

1) 8/23/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2) 05/26/2017 - STRATOS WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - inv. rel - at reported business location(s) - start: 5/10/2017 - 160 hr/mth 3) 06/26/2017-STRATOS WEALTH PARTNERS-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-IAR- start 5/10/2017-Hours per month 160- Time spent percent 100%-I provide investment advisory services through STRATOS WEALTH PARTNERS, an independent investment advisor firm. I started this business activity in 5/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-14
• S63 Uniform Securities Agent State Law Examination
  1999-05-25

Other Names

• Jennifer Carolynn Pegnam
• Jennifer Carolynn Isaacs