Best Investors Account Sign in

Heather M Winslow

Ubs Financial Services Inc.

Oklahoma City, OK

Oklahoma City, OK

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-05-05
  • OK RA
    APPROVED
    Since 2022-05-05

Branch Locations

4801 Gaillardia Pkwy Building C, Suite 100, Oklahoma City, OK 73142-1890 • United States

4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 01/2020
Morgan Stanley Oklahoma City OK 09/2020 04/2022
Unemployed Edmond OK 01/2020 09/2020
Ubs Financial Services Inc Oklahoma City OK 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-24
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S66 Uniform Combined State Law Examination
    2004-08-24
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28
Other Names
  • Heather Michelle Winslow
  • Heather M Peck
  • Heather M Winslow
  • Heather M Peck

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
LPL FINANCIAL LLC
EQUITABLE ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FOURPATH CAPITAL MANAGEMENT, LLC
G. DEWAYNE MCANALLY
EDWARD JONES

Other Investors

Matthew Kyle Sanders
Scott Morrison Mullins
Bridgette Nicole Hundon
Peyton j Henry
ROBERT COLLINS RYLAND
DAWN M MASLAR
CARRIE K NICHOLS
Brandy M Webster

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK
FOURPATH CAPITAL MANAGEMENT, LLC · OKLAHOMA CITY, OK

More in Oklahoma City, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor