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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-05-15
FL RA APPROVED 2014-05-08
NJ RA APPROVED 2014-05-08
AL RA APPROVED 2014-05-02
CA RA APPROVED 2014-05-02
  • AZ RA
    APPROVED
    Since 2014-05-15
  • FL RA
    APPROVED
    Since 2014-05-08
  • NJ RA
    APPROVED
    Since 2014-05-08
  • AL RA
    APPROVED
    Since 2014-05-02
  • CA RA
    APPROVED
    Since 2014-05-02

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

10100 W. Sample Rd. Suite 300, Coral Springs, FL 33065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Amg Capital, Llc Coral Springs FL 09/2011 Present
Kovack Securities, Inc. Fort Lauderdale FL 05/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 05/2014 Present
  • 09/2011 → Present
    Amg Capital, Llc
    Coral Springs, FL
  • 05/2014 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 05/2014 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2009-05-12 → 2014-05-07
    Capital Guardian Wealth Management, Llc
    Miami, FL
  • 2003-09-11 → 2009-05-01
    Raymond James Financial Services, Inc.
    Coral Springs, FL
    Wellington, FL
    Davie, FL
  • 2001-03-22 → 2003-05-16
    Banc Of America Investment Services, Inc.
    Ft Lauderdale, FL
Other Businesses

1) DBA: AMG LEGACY PLANNING - 10100 W. SAMPLE RD. SUITE 300; FINANCIAL PLANNING; INVESTMENT RELATED; MANAGING MEMBER; ADVERTISING, MARKETING; 84% OF TIME SPENT 2) FIXED INSURANCE SALES: AMG LEGACY PLANNING, LLC - 10100 W. SAMPLE RD. SUITE 300, CORAL SPRING, FL, 33065; FIXED LIFE INSURANCE SALES, FIXED ANNUITIES SALES; NON INVESTMENT RELATED; BRANCH MANAGER/INSURANCE AGENT; FIXED INSURANCE SALES AND FIXED ANNUITY SALES; 5% OF TIME SPENT 3) AMG CAPITAL, LLC - 10100 W. SAMPLE RD. SUITE 300; OPERATING ACCOUNT FOR B.D. BUSINESS; INVESTMENT RELATED; MANAGING MEMBER; FINANCIAL PLANNING PAYROLL ACCOUNT; 10% OF TIME SPENT 4) NOTARY - 10100 W. SAMPLE RD. SUITE 300, CORAL SPRINGS FL 33065; NON-INVESTMENT RELATED; NOTARIZE WORK RELATED DOCUMENTS; BRANCH MANAGER; LESS THAN 1% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-01
S63 Uniform Securities Agent State Law Examination 2001-04-21
  • S65 Uniform Investment Adviser Law Examination
    2002-05-01
  • S63 Uniform Securities Agent State Law Examination
    2001-04-21

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