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Jason Marcus Allen

Wells Fargo Clearing Services, LLC

High Point, NC

Wilmington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-07-17
  • NC RA
    APPROVED
    Since 2006-07-17

Branch Locations

2613 Eastchester Dr, High Point, NC 27265 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Winston-Salem NC 06/2002 Present
Wells Fargo Advisors Llc High Point NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc High Point NC 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Winston-Salem, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    High Point, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    High Point, NC
Other Businesses

ESTATE FOR MOTHER, INV RELATED, TRINITY, NC, START: 10/30/2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: EXECUTOR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-13
S63 Uniform Securities Agent State Law Examination 1998-03-11
  • S65 Uniform Investment Adviser Law Examination
    2006-07-13
  • S63 Uniform Securities Agent State Law Examination
    1998-03-11
Other Names
  • Jason M Allen

View on SEC IAPD

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Other Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · High Point, NC
SLEDGE AND COMPANY WEALTH ADVISORS · HIGH POINT, NC
WELLS FARGO CLEARING SERVICES, LLC · HIGH POINT, NC
CONCURRENT INVESTMENT ADVISORS, LLC · High Point, NC
EDWARD JONES · HIGH POINT, NC
EDWARD JONES · HIGH POINT, NC

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