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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-01-16
HI RA APPROVED 2000-05-19
  • TX RA
    APPROVED_RES
    Since 2002-01-16
  • HI RA
    APPROVED
    Since 2000-05-19

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Honolulu HI 04/1999 Present
Bank Of America, Na Honolulu HI 11/2009 Present
  • 04/1999 → Present
    Merrill Lynch
    Honolulu, HI
  • 11/2009 → Present
    Bank Of America, Na
    Honolulu, HI
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARYKNOLL SCHOLLS INVESTMENT RELATED: N ADDRESS OF BUSINESS: HONOLULU, HAWAII 96822 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/23/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: COMMITTEE MEMBER FOR BUSINESS DEVELOPMENT. HELPING CONNECT ALUMNI BACK TO THE SCHOOL AND PARTICIAPTING IN VARIOUS SCHOOL EVENTS I*114957 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PUNAHOU SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: HONOLULU, HAWAII 96822 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 06/29/2018 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: E-BLAST CHAIR: SENDING OUT INFORMATIONAL EMAILS FROM THE PARENT FACULTY ASSOCIATION TO KEEP ENROLLED FAMILIES CURRENT ON SCHOOL HAPPENINGS. I DO NOT DRAFT THE EMAIL. I SIMPLY FORWARD THE EMAILS OUT AS INSTRUCTED. I*125424 For profit or not for profit: Non-Profit Organization Name of outside business organization: Maryknoll Schools Investment related: N Address of business: Honolulu, Hawaii 96822 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 9/3/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: To oversee the school's requests to the endowment for fund requests.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-27
  • S66 Uniform Combined State Law Examination
    2000-01-27
Other Names
  • Emily Marie Wong

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