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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-01-16 |
| HI | RA | APPROVED | 2000-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Honolulu | HI | 04/1999 | Present |
| Bank Of America, Na | Honolulu | HI | 11/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARYKNOLL SCHOLLS INVESTMENT RELATED: N ADDRESS OF BUSINESS: HONOLULU, HAWAII 96822 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/23/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: COMMITTEE MEMBER FOR BUSINESS DEVELOPMENT. HELPING CONNECT ALUMNI BACK TO THE SCHOOL AND PARTICIAPTING IN VARIOUS SCHOOL EVENTS I*114957 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PUNAHOU SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: HONOLULU, HAWAII 96822 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 06/29/2018 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: E-BLAST CHAIR: SENDING OUT INFORMATIONAL EMAILS FROM THE PARENT FACULTY ASSOCIATION TO KEEP ENROLLED FAMILIES CURRENT ON SCHOOL HAPPENINGS. I DO NOT DRAFT THE EMAIL. I SIMPLY FORWARD THE EMAILS OUT AS INSTRUCTED. I*125424 For profit or not for profit: Non-Profit Organization Name of outside business organization: Maryknoll Schools Investment related: N Address of business: Honolulu, Hawaii 96822 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 9/3/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: To oversee the school's requests to the endowment for fund requests.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-27 |
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