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Justin Ross Dockrey

Mml Investors Services, LLC

Midland, TX

Lubbock, TX

CRD 3012288

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-03-21
  • TX RA
    APPROVED
    Since 2007-03-21

Branch Locations

4801 N Midland Dr. Suite F, Midland, TX 79707 • United States

8721 Milwaukee, Lubbock, TX 79424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Midland TX 10/2006 Present
Mml Investors Services Inc Midland TX 11/2006 Present
  • 10/2006 → Present
    Massmutual
    Midland, TX
  • 11/2006 → Present
    Mml Investors Services Inc
    Midland, TX
Other Businesses

NAME: JUSTIN DOCKREY INV REL: Y ADD: 4801 N MIDLAND DR. SUITE F MIDLAND, TX 79707 NATURE: LIFE, HEALTH POSITION: SALES, AGENT START: 9/1/99 NO.HRS./MO: 5 NO.HRS/MO DURING TRADING: 0 (2) NAME: MIDLAND A&M CLUB REL: Y ADD: AT RESIDENTIAL ADDRESS, P.O BOX 53863 MIDLAND, TX 79710 NATURE: TREASURER OF MIDLAND A&M CLUB, LOCAL CHAPTER OF ALUMNI CLUB POSITION: TREASURER START: 01/01/2007 NO.HRS./MO: 1 NO.HRS/MO DURING TRADING: 0 DESCRIBE DUTIES: COLLECT DUES, MAKE DEPOSITS, WRITE CHECKS AND PAY BILLS FOR CLUB (3) NAME: FIRST BAPTIST CHURCH MIDLAND FINANCE COMMITTEE INV REL: N ADDR: 2104 W LOUISIANA AVE, MIDLAND, TX 79701 NATURE: RELIGIOUS ORGANIZATION POSITION: COMMITTEE MEMBER START DATE: 1/1/2024 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REVIEW CHURCH FINANCIAL STATEMENTS, AND SIGN CHECKS AS AN AUTHORIZED SIGNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21

View on SEC IAPD

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