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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-12 |
Branch Locations
401 Pennsylvania Pkwy # 200, Carmel, IN 46280 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds Distributors, Inc. | Indianapolis | IN | 01/2002 | 04/2020 |
| American Funds | Carmel | IN | 04/2020 | 01/2021 |
| American Funds | Carmel | IN | 01/2021 | 05/2023 |
| Lpl Financial Llc | Indianapolis | IN | 01/2024 | Present |
| Unemployed | Indianapolis | IN | 06/2023 | 12/2023 |
1) 01/10/2024 - Ludwig Financial Services Inc - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 01/10/2024 - LHD Benefits - Outside/W-2 Employment - For payroll purposes - IN 46260 - Non investment related - 160 Hours per month - Start date: 1/4/2024. 3) 01/10/2024 - LHD Retirement - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-18 |
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