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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-03-23
WA RA APPROVED 2015-02-26
TX RA APPROVED 2015-02-25
  • FL RA
    APPROVED
    Since 2015-03-23
  • WA RA
    APPROVED
    Since 2015-02-26
  • TX RA
    APPROVED
    Since 2015-02-25

Branch Locations

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley West Palm Beach FL 02/2015 Present
Morgan Stanley Private Bank, National Association New York NY 04/2015 Present
  • 02/2015 → Present
    West Palm Beach, FL
  • 04/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*708451 - 819 Virginia St Rental Unit; Investment related - Yes; Seattle, Washington; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 0; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-05
  • S66 Uniform Combined State Law Examination
    1998-03-05
Other Names
  • Jason Smith
  • Clifford Jason Smith
  • Clifford Jason Vein
  • C. Jason Vein
  • C Jason Vein

View on SEC IAPD

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