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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-01
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-07-01
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

17 Limestone Dr Ste 7, Williamsville, NY 14221 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Williamsville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Williamsville NY 03/2020 Present
Other Businesses

Business Ownership; Foredinger LLC; owner; Limited Liability; 420 Voorhees Ave, , Buffalo, NY, 14216; Investment-Related; 12/01/2022; 60 hours per month; 60 during trading hours. Board of Directors; Hertel North Park Youth Little League; President; Shoshone Park, , Buffalo, NY, 14214; Not Investment-Related; 08/10/2022; 20 to 39 hours per month; 1 to 9 during trading hours / TSAC WNY, LLC; Director; 459 Beard Ave, , Buffalo, NY, 14214; Not Investment-Related; 07/11/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Foredinger LLC; Owner - business Operations; ; 420 Voorhees Ave, , Buffalo, NY, 14216; Investment-Related; 12/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-23
  • S63 Uniform Securities Agent State Law Examination
    1998-02-23

View on SEC IAPD

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