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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-01-02 |
Branch Locations
424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 06/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2008 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, THE SEAMUS GROUP LLC, LEGAL ENTITY FORMED FOR ADMINISTRATIVE AND EXPENSE PURPOSES, STARTED 4/9/19, INVESTMENT RELATED, 0-5 HRS PER MONTH. 3. PERSONAL LOAN, BIEHLE STREET BAR, 3 GLENKEE CT, FESTUS, , MISSOURI, 63028, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 11/17/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR; NOT INVESTMENT-RELATED. 4. 100% OWNER, ECCLESIASTES 3:22, LLC, LEGAL ENTITY, START DATE: 05/07/2026, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79; LEGAN ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. LACO ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/07/2026, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-26 |
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