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Current Employers
Stancorp Investment Advisers, Inc.

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-08
  • CA RA
    APPROVED
    Since 2024-05-08

Branch Locations

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Woodridge IL 11/2005 05/2023
John Hancock Distributors Llc Boston MA 11/2005 05/2023
Manulife Asset Management (Us)Llc Boston MA 12/2012 05/2023
The Standard Portland OR 05/2023 Present
  • 11/2005 → 05/2023
    John Hancock
    Woodridge, IL
  • 11/2005 → 05/2023
    John Hancock Distributors Llc
    Boston, MA
  • 12/2012 → 05/2023
    Manulife Asset Management (Us)Llc
    Boston, MA
  • 05/2023 → Present
    The Standard
    Portland, OR
Previous Registrations
Other Businesses

In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS"), an investment adviser representative of StanCorp Investment Advisers, Inc. ("SIA"), and an insurance producer appointed with Standard Insurance Company ("SIC"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services, SIA offers investment advice to retirement plan sponsors and plan participants, and SIC is a manufacturer of insurance products, including a fixed group annuity insurance product used by retirement plans as a funding vehicle. SEI, SRS, SIA and SIC (collectively "The Standard") are subsidiaries of Standard Financial Group and are located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-26
S63 Uniform Securities Agent State Law Examination 2000-07-06
  • S65 Uniform Investment Adviser Law Examination
    2002-06-26
  • S63 Uniform Securities Agent State Law Examination
    2000-07-06

View on SEC IAPD

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