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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-04
  • OH RA
    APPROVED
    Since 2026-05-04

Branch Locations

221 East Fourth Street, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paycor Cincinnati OH 08/2015 07/2018
Freeman Heyne Toma Cincinnati OH 07/2018 11/2020
Cetera Advisors Denver CO 08/2018 11/2020
Horan Securities, Inc. Cincinnati OH 11/2020 08/2023
Morgan Stanley Cincinnati OH 08/2023 05/2026
Stifel, Nicolaus & Company, Incorporated Cincinnati OH 05/2026 Present
  • 08/2015 → 07/2018
    Paycor
    Cincinnati, OH
  • 07/2018 → 11/2020
    Freeman Heyne Toma
    Cincinnati, OH
  • 08/2018 → 11/2020
    Cetera Advisors
    Denver, CO
  • 11/2020 → 08/2023
    Horan Securities, Inc.
    Cincinnati, OH
  • 08/2023 → 05/2026
    Cincinnati, OH
  • 05/2026 → Present
    Cincinnati, OH
Previous Registrations
  • 2023-09-01 → 2026-05-07
    Cincinnati, OH
  • 2020-11-30 → 2023-08-25
    Horan Securities, Inc.
    Cincinnati, OH
  • 2019-02-11 → 2020-11-23
    Cetera Advisors Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-04
S63 Uniform Securities Agent State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    2009-12-18
Other Names
  • Rex N Points
  • Rex Noble Points
  • Rex Noble Points

View on SEC IAPD

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