Best Investors Account Sign in

Tara Jill Neckel

Alps Advisors, Inc.

Denver, CO

Claim This Profile
Current Employers
Alps Advisors, Inc.

1290 Broadway, Suite 1000, Denver, CO 80203 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2007-08-09
  • CO RA
    APPROVED
    Since 2007-08-09

Branch Locations

1290 Broadway, Suite 1000, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Fund Services, Inc. Denver CO 08/2005 04/2017
Alps Fund Services, Inc. Denver CO 04/2017 04/2023
Alps Fund Services, Inc Denver CO 04/2023 04/2026
Registered Fund Services - Ss&C Alps Denver CO 04/2026 Present
  • 08/2005 → 04/2017
    Alps Fund Services, Inc.
    Denver, CO
  • 04/2017 → 04/2023
    Alps Fund Services, Inc.
    Denver, CO
  • 04/2023 → 04/2026
    Alps Fund Services, Inc
    Denver, CO
  • 04/2026 → Present
    Registered Fund Services - Ss&C Alps
    Denver, CO
Previous Registrations
  • 2004-03-11 → 2005-07-06
    Cetera Wealth Services, Llc
    Fort Collins, CO
Other Businesses

1. ALPS Distributors, Inc.; Investment-Related; 1290 Broadway, Suite 1000, Denver, CO 80203; Broker-Dealer; Director, Deputy Chief Compliance Officer; 08/05/2005 160 Hrs/Mon; 130 Hrs/Mon During Trading hours. 2. ALPS Advisors, Inc.; Investment-Related; 1290 Broadway, Suite 1000, Denver, CO 80203; RIA; Director, Deputy Chief Compliance Officer; 08/15/2005 40 Hrs/Mon; 40 Hrs/Mon During Trading hours; Compliance Oversight. 3. ALPS Portfolio Solutions Distributor, Inc.; Investment-Related; 1290 Broadway, Suite 1000, Denver, CO 80203; Broker-Dealer; Director, Deputy Chief Compliance Officer; 05/14/2007 160 Hrs/Mon; 130 Hrs/Mon During Trading hours. 4. Old Colorado Brewing Company, LLC; Not Investment-Related; Address on file; Craft Brewery; Co-Owner (50% Owner); 08/25/2014; 20 Hrs/Mon; 0 Hrs/Mon During Trading hours; Manage LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-22
  • S66 Uniform Combined State Law Examination
    2003-12-22
Other Names
  • Tara Jill Hubbard
  • Tara Jill Myers
  • Tara Jill Myers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor