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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
MT RA APPROVED 2005-10-12
OR RA APPROVED 2003-08-26
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • MT RA
    APPROVED
    Since 2005-10-12
  • OR RA
    APPROVED
    Since 2003-08-26

Branch Locations

2220 Nw Labiche Lane Suite 210, Bend, OR 97703 • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Bend OR 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Bend, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-25
S63 Uniform Securities Agent State Law Examination 1998-04-07
  • S65 Uniform Investment Adviser Law Examination
    2003-08-25
  • S63 Uniform Securities Agent State Law Examination
    1998-04-07

View on SEC IAPD

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