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Kyle Robert Spahn

Spahn Wealth & Retirement LLC

Scottsdale, AZ

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Current Employers
Spahn Wealth & Retirement Llc

4310 North 75Th Street, Scottsdale, AZ 85251 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-12-06
  • AZ RA
    APPROVED
    Since 2016-12-06

Branch Locations

4310 North 75Th Street, Scottsdale, AZ 85251 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Taurum Retirement Partners, Llc Gilbert AZ 01/2016 12/2016
Spahn Wealth & Retirement Llc Scottsdale AZ 10/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-05
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S66 Uniform Combined State Law Examination
    2007-10-05
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Designations

View on SEC IAPD

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