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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-02 |
| NY | RA | APPROVED | 2023-09-01 |
Branch Locations
2805 Wehrle Drive Suite 14, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Williamsville | NY | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Williamsville | NY | 09/2023 | Present |
1. THOMAS J ALDRICH JR, INVESTMENT RELATED, 2805 WEHRLE DR SUITE 14 WILLIAMSVILLE, NY 14221, AGENT, 10/1/2003, 10 HRS/MO, 5 HRS DT, INSURANCE SALES. 2. SAGEPOINT FINANCIAL, INC., INVESTMENT RELATED, 2805 WEHRLE DR. SUITE 14 WILLIAMSVILLE, NY 14221, INVESTMENT ADVISOR REPRESENTATIVE, 10/1/2003, 100 HRS/MO, 80 HOURS DT, FEE BASED INVESTMENT ADVISORY SERVICES. 2. MARITOM LLC POSITION: President NATURE: Maritom LLC is the business entity that I file my taxes through. It is linked to my DBA (Lighthouse Capital Associates) Its sole purpose is to provide liability protection. We file taxes as Follows: Maritom LLC filing as an S Corp. The name is not held out to the public for any other purpose. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 5435 Shadyside Dr, Clarence NY 14031, United States DESCRIPTION: This is to file taxes only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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