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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-06-20
  • MD RA
    APPROVED
    Since 2023-06-20

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

10018-A Colesville Road, Silver Spring, MD 20901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reutemann Financial Solutions, Inc., Dba Research Fin Strat Rockville MD 01/2012 08/2022
Purshe Kaplan Sterling Investments Albany NY 08/2012 08/2022
Regulus Financial Group, Llc Kentwood MI 08/2022 Present
Regal Investment Advisors, Llc Kentwood MI 08/2022 Present
  • 01/2012 → 08/2022
    Reutemann Financial Solutions, Inc., Dba Research Fin Strat
    Rockville, MD
  • 08/2012 → 08/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2022 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 08/2022 → Present
    Kentwood, MI
Previous Registrations
  • 2012-01-24 → 2022-08-09
    Silver Spring, MD
    Rockville, MD
  • 2006-08-08 → 2012-08-07
    Columbia, MD
    Silver Spring, MD
    Woodbine, MD
    Rockville, MD
  • 1999-05-12 → 2005-02-01
    Osaic Fa, Inc.
    Catonsville, MD
Other Businesses

Business Name: Musgrave Financial Solutions - Investment Related: Yes - Address: 10018-A Colesville Rd, Silver Spring, MD - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisor Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative/Investment Advisor Representative - Start Date: 8/10/2022 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Society for Financial Awareness - Investment Related: No - Address: 10018-A Colesville Rd, Silver Spring, MD - Nature of Business: Financial Education - Title or Relationship: Speaker - Start Date: 1/1/2015 - Hours per month: 10 - Hours per month during trading hours: 6 - Duties: Financial seminar presenter for non-profit

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-12
S65 Uniform Investment Adviser Law Examination 1998-11-10
  • S63 Uniform Securities Agent State Law Examination
    1998-11-12
  • S65 Uniform Investment Adviser Law Examination
    1998-11-10
Other Names
  • Jim Musgrave
  • James Cameron Musgrave

View on SEC IAPD

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