Stella S Hui

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-23
CA	RA	APPROVED	1999-01-08

TX RA
APPROVED_RES

Since 2021-03-23
CA RA
APPROVED

Since 1999-01-08

Branch Locations

12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	San Diego	CA	11/1998	Present
Charles Schwab Bank	San Diego	CA	02/2005	Present

11/1998 → Present

Charles Schwab & Co., Inc.

San Diego, CA
02/2005 → Present

Charles Schwab Bank

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-18
S63	Uniform Securities Agent State Law Examination	1998-03-11

S65 Uniform Investment Adviser Law Examination

1998-03-18
S63 Uniform Securities Agent State Law Examination

1998-03-11

Other Names

Stella S Hui
Stella Sukying Hui
Stella Suk-Ying Hui

View on SEC IAPD

Employer firm

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

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