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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-26 |
| PR | RA | APPROVED | 2016-03-29 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1590 Ponce De Leon Ave., Gm Group Plaza, Ste 405 Pmb 31, San Juan, PR 00926 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Interamerican University | San Juan | PR | 01/1994 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 03/2016 | Present |
| Kovack Advisors, Inc | Fort Lauderdale | FL | 03/2016 | Present |
1) DBA : WEST INDIES WEALTH MANAGEMENT - 1590 PONCE DE LEON AVE., GM GROUP PLAZA, SUITE 405, PMB 31, SAN JUAN, PR 00926;SECURITIES; INVESTMENT RELATED; SENIOR VICE PRESIDENT - INVESTMENTS; 100% OF TIME SPENT 2) ARTURO COLON, ESQ. - 2039 URB. COLINAS DE ALTURAS MAYAGUEZ, PR 00682; NON-INVESTMENT RELATED; LEGAL ADVICE & REPRESENTATION; LAWYER; 40 HOURS/MONTH SPENT; 32 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 3) ARTURO COLON RODRIGUEZ INSURANCE - 2039 URB. COLINAS DE ALTURAS MAYAGUEZ, PR 00682; INVESTMENT RELATED; LIFE INSURANCE, VARIABLE AND ANNUITIES; LIFE INSURANCE PRODUCER; START DATE 2.16.24; 8 HOURS/MONTH SPENT; 8 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS; EQUITY, FIXED AND VARIABLE ANNUITES SALES RELATING TO OTHER BUSINESS. 4) ATLANTIC UNIVERSITY COLLEGE, INC. - 55 PR-837, GUAYNABO, PR 00969; NON-INVESTMENT RELATED; START DATE DECEMBER 2, 2024; BOARD OF TRUSTEES; MAKING LEGAL AND FIDUCIARY DECISIONS AS THE FINAL AUTHORITY FOR COLLEGE BUSINESS; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 17 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 5) COLEGIO DE APOGADOS Y ABOGADAS DE PUERTO RICO - 808 AV JUAN PONCE DE LEON, SAN JUAN, PR 00907; START DATE NOVEMBER 6, 2025; NON-INVESTMENT RELATED; PUERTO RICO BAR ASSOCIATION; MEMBER OF THE COMMISSION ON TAX, CORPORATE AND INSURANCE LAW OF PUERTO RICO BAR ASSOCIATION; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 30 HOURS/MONTH DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-29 |
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