Brandy Shera Merriam

Current Employers

Employment History

• 03/2010 → 03/2021
  Ameriprise Financial Services, Llc
  Denver, CO
• 03/2021 → Present
  Lpl Financial, Llc
  Colorado Spring, CO
• 03/2021 → Present
  Householder Group Estate & Retirement Specialists
  Colorado Springs, CO

Previous Registrations

• 2021-03-15 → 2024-09-11
  Householder Group Estate & Retirement Specialists
  Centennial, CO
  Colorado Springs, CO
• 2010-03-19 → 2021-03-16
  Ameriprise Financial Services, Llc
  Lone Tree, CO
  Denver, CO
  Denver, CO
• 2007-11-08 → 2010-04-27
  Forta Financial Group, Inc.
  Colorado Springs, CO
  Greenwood Village, CO
• 2000-11-10 → 2003-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Colorado Springs, CO

Other Businesses

1. 4/5/2021 - Generational Wealth Strategies, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/13/2021 - 2 Hours Per Month/0 Hours During Securities Trading - LLC was created for tax and accounting purposes. 2. 4/5/2021 - Householder Group Estate & Retirement Specialists, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/13/2021 - 1 Hour Per Month During Securities Trading. 3. 4/21/2021 - Householder Group Estate & Retirement Specialists - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 3/15/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/30/2022 - SBG group inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 06/14/2022 - 2 Hours Per Month/ 1 Hours During Securities Trading. 5. 09/17/2024 - Generation Wealth Strategies, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/12/2021 - 5 Hours Per Month/ 0 Hours During Trading 6. 10/03/2024 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/11/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-05
• S63 Uniform Securities Agent State Law Examination
  1999-01-07

Other Names

• Brandy Shera Renholm
• Brandy Shera Merriam