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Brian William Guy

Morgan Stanley

Mishawaka, IN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-02-02
IN RA APPROVED 2018-11-08
TX RA APPROVED_RES 2018-11-08
  • MI RA
    APPROVED
    Since 2022-02-02
  • IN RA
    APPROVED
    Since 2018-11-08
  • TX RA
    APPROVED_RES
    Since 2018-11-08

Branch Locations

4100 Edison Lakes Parkway Suite 200, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rochester IN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Rochester IN 11/2016 11/2018
Morgan Stanley Mishawaka IN 11/2018 Present
Morgan Stanley Private Bank, N.A New York NY 12/2018 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Rochester, IN
  • 11/2016 → 11/2018
    Rochester, IN
  • 11/2018 → Present
    Mishawaka, IN
  • 12/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-01-03 → 2018-11-12
    Duluth, MN
    South Bend, IN
    South Bend, IN
    South Bend, IN
    Granger, IN
    Rochester, IN
    Peru, IN
    New Carlisle, IN
    South Bend, IN
    Peru, IN
    Rochester, IN
    South Bend, IN
    Granger, IN
    Duluth, MN
    Duluth, MN
    South Bend, IN
    South Bend, IN
    South Bend, IN
    New Carlisle, IN
  • 2001-04-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Granger, IN
    South Bend, IN
    Monticello, IN
    Rochester, IN
    Peru, IN
    South Bend, IN
Other Businesses

* 487876 - Estate ; Investment related Yes; Fort Wayne, Indiana; Estate ; Executor/Co-Executor; 04/2022; During business hours: 0; After business hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-05
  • S66 Uniform Combined State Law Examination
    1998-02-05

View on SEC IAPD

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