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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-02-02 |
| IN | RA | APPROVED | 2018-11-08 |
| TX | RA | APPROVED_RES | 2018-11-08 |
Branch Locations
4100 Edison Lakes Parkway Suite 200, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rochester | IN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rochester | IN | 11/2016 | 11/2018 |
| Morgan Stanley | Mishawaka | IN | 11/2018 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2018 | Present |
* 487876 - Estate ; Investment related Yes; Fort Wayne, Indiana; Estate ; Executor/Co-Executor; 04/2022; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-02-05 |
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