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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-06-11 |
| IL | RA | APPROVED | 1998-11-09 |
Branch Locations
993 Clocktower Dr Ste B, Springfield, IL 62704 • United States
921 Charleston Ave, Mattoon, IL 61938-4222 • United States
419 Pulaski St Ste A, Lincoln, IL 62656 • United States
Chatham, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Springfield | IL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Springfield | IL | 03/2020 | Present |
Real Estate Ownership; Commercial; 993 Clocktower Dr. Springfield, IL 62704, ,; ; / Commercial; 419 Pulaski Street Lincoln, IL 62656, ,; ; 01/18/2019 / Commercial; 921 Charleston Ave, , Mattoon, IL, 61938; Not Investment-Related; 08/25/2025. Business Ownership; Duane Raymond Properties LLC; Co-owner; Property Management; 993 Clocktower Dr., Suite B, Springfield, IL, 62704; Not Investment-Related; 10/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours / DERAC Properties LLC; Owner; Real Estate; 993 Clocktower Dr., Suite B, Springfield, IL, 62704; Investment-Related; 03/01/2019; 1 to 9 hours per month; 0 during trading hours / DDC INC; Owner; Manage Ameriprise Business; 993 Clocktower Dr., Suite B, Springfield, IL, 62704; Investment-Related; 11/14/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; DDC INC.; Owner; Manage advisory business; 993 Clocktower Dr., Suite B, Springfield, IL, 62704; Investment-Related; 10/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-05 |
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