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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-23 |
| MN | RA | APPROVED | 2016-08-26 |
Branch Locations
100 South 5Th Street 19Th Floor, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Minneapolis | MN | 10/1997 | 01/2021 |
| Goldman Sachs & Co. Llc | Minneapolis | MN | 01/2021 | Present |
Referee at Minnesota State Referee Committee, a licensing and soccer referee company. Organization's primary address is in St. Paul, MN. Organization is not primarily engaged in investment-related activity. Start date is March 31, 2018. Eight hours per month. Duties include refereeing for youth soccer matches.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-30 |
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