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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NC RA APPROVED 2019-12-23
TX RA APPROVED_RES 2019-12-23
NJ RA APPROVED 2010-07-09
  • NY RA
    APPROVED
    Since 2021-05-03
  • NC RA
    APPROVED
    Since 2019-12-23
  • TX RA
    APPROVED_RES
    Since 2019-12-23
  • NJ RA
    APPROVED
    Since 2010-07-09

Branch Locations

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Harrison NY 07/2009 Present
Jpmorgan Chase Bank, Na. West Harrison NY 10/2010 Present
Previous Registrations
Other Businesses

Entity Name: Alterra ski company Investment related: No "Address: Stratton mountain resort 5 village lodge rd stratton mountian, vt 05155" Nature of the other business: Ski Company Position/Title/Relationship: Employee/Contractor Start Date: 11/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Stratton ski mountain / I will be a prat time ski instructor / no overlap with my JPM role and no connection to JPM Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-23
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S65 Uniform Investment Adviser Law Examination
    2004-01-23
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05

View on SEC IAPD

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