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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-05 |
| MD | RA | APPROVED | 2024-04-09 |
| UT | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED | 2022-03-22 |
| AZ | RA | APPROVED | 2021-03-16 |
| NV | RA | APPROVED | 2021-03-08 |
| HI | RA | APPROVED | 2021-02-26 |
| OR | RA | APPROVED | 2021-02-26 |
| VA | RA | APPROVED | 2021-02-26 |
| CA | RA | APPROVED | 2019-03-28 |
Branch Locations
2447 Pacific Coast Highway 2Nd Floor #223, Hermosa Beach, CA 90254 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Indepenent Network | Dallas | TX | 03/2019 | Present |
| Raymond James & Associates, Inc. | Rolling Hills Estates | CA | 05/2008 | 03/2019 |
NAME OF BUSINESS : RENTAL PROPERTY ADDRESS: REDONDO BEACH, CA NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PROPRIETOR/OWNER INVESTMENT RELATED:NO START DATE: 06/01/2008 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: LANDLORD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-24 |
| S65 | Uniform Investment Adviser Law Examination | 1998-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-10 |
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