Randolph Byrd Duval Roulette

Wells Fargo Clearing Services, LLC

Lutherville, MD

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-12-18
TX	RA	APPROVED	2025-12-18

MD RA
APPROVED

Since 2025-12-18
TX RA
APPROVED

Since 2025-12-18

Branch Locations

2350 W Joppa Rd Greenspring Center, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Baltimore	MD	04/2007	09/2016
Morgan Stanley Smith Barney	Baltimore	MD	06/2009	09/2016
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	09/2016	12/2025
Bank Of America, N.A.	Hunt Valley	MD	01/2017	12/2025
Wells Fargo Clearing Services, Llc (	Lutherville	MD	12/2025	Present

04/2007 → 09/2016

Morgan Stanley & Co., Incorporated

Baltimore, MD
06/2009 → 09/2016

Morgan Stanley Smith Barney

Baltimore, MD
01/2015 → 09/2016

Morgan Stanley Private Bank, National Association

New York, NY
09/2016 → 12/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
01/2017 → 12/2025

Bank Of America, N.A.

Hunt Valley, MD
12/2025 → Present

Wells Fargo Clearing Services, Llc (

Lutherville, MD

Previous Registrations

2016-09-02 → 2025-12-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
2009-06-01 → 2016-09-09

Morgan Stanley

Baltimore, MD

Baltimore, MD

Hunt Valley, MD
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Baltimore, MD
2007-02-16 → 2007-04-02

Morgan Stanley Dw Inc.

Baltimore, MD
2000-09-05 → 2007-02-26

Citigroup Global Markets Inc.

Baltimore, MD

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-16

S66 Uniform Combined State Law Examination

2000-05-16

Other Names

Randolph Byrd Roulette

View on SEC IAPD

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