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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-21 |
| TX | RA | APPROVED_RES | 2024-10-14 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
480 S. Main Street Suite 300, Davidson, NC 28036 • United States
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Syracuse | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Syracuse | NY | 11/2016 | 10/2024 |
| &Partners | Nashville | TN | 10/2024 | Present |
RED ROCK AUTOMOTIVE LLC; NOT INV. RELATED: INDIAN TRAIL, NC; OWNER; AUTOMOTIVE MAINTENANCE AND REPAIR SHOP; START DATE 5/15/2015; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES REVIEW AND OVERSEE OPERATION OF THE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-12 |
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