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Marc James Wambaugh

Cwm, LLC

Cincinnati, OH

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-11-10
  • OH RA
    APPROVED
    Since 2025-11-10

Branch Locations

4665 Cornell Rd, Ste. 160, Cincinnati, OH 45241 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cassady Schiller Wealth Management Cincinnati OH 07/2006 12/2020
Total Wealth Planning, Llc Cincinnati OH 06/2021 03/2026
Unemployed Cincinnati OH 01/2021 05/2021
Cwm, Llc Omaha NE 11/2025 Present
Carson Wealth Cincinnati OH 11/2025 Present
  • 07/2006 → 12/2020
    Cassady Schiller Wealth Management
    Cincinnati, OH
  • 06/2021 → 03/2026
    Total Wealth Planning, Llc
    Cincinnati, OH
  • 01/2021 → 05/2021
    Unemployed
    Cincinnati, OH
  • 11/2025 → Present
    Cwm, Llc
    Omaha, NE
  • 11/2025 → Present
    Carson Wealth
    Cincinnati, OH
Previous Registrations
  • 2021-07-16 → 2026-03-23
    Total Wealth Planning, Llc
    Cincinnati, OH
  • 2007-11-27 → 2020-12-08
    Cassady Schiller Wealth Management, Llc
    Cincinnati, OH
  • 2004-06-10 → 2006-02-15
    Strategic Advisers Llc
    Blue Ash, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-29
S63 Uniform Securities Agent State Law Examination 2000-03-14
  • S65 Uniform Investment Adviser Law Examination
    2001-05-29
  • S63 Uniform Securities Agent State Law Examination
    2000-03-14
Designations

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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