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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-12
TX RA APPROVED 2022-08-12
  • TN RA
    APPROVED
    Since 2022-08-12
  • TX RA
    APPROVED
    Since 2022-08-12

Branch Locations

949 Shady Grove Rd Fl 2, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Brokerage, Inc. Memphis TN 12/2010 08/2022
Ftb Advisors, Inc. Memphis TN 10/2013 08/2022
Raymond James Financial Services, Inc Memphis TN 08/2022 Present
Raymond James Financial Services Advisors, Inc Memphis TN 08/2022 Present
Pinnacle Bank/Pinnacle Financial Partners Memphis TN 08/2022 Present
  • 12/2010 → 08/2022
    First Tennessee Brokerage, Inc.
    Memphis, TN
  • 10/2013 → 08/2022
    Ftb Advisors, Inc.
    Memphis, TN
  • 08/2022 → Present
    Raymond James Financial Services, Inc
    Memphis, TN
  • 08/2022 → Present
    Memphis, TN
  • 08/2022 → Present
    Pinnacle Bank/Pinnacle Financial Partners
    Memphis, TN
Previous Registrations
  • 2010-12-07 → 2022-08-12
    First Horizon Advisors, Inc.
    Memphis, TN
  • 2011-01-06 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
  • 2005-01-03 → 2010-12-07
    Truist Investment Services, Inc.
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
  • 2004-01-08 → 2005-01-03
    Ncf Financial Services, Inc.
    Bartlett, TN
Other Businesses

(1)Name of Business: Fountain Financial Group Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, 38120-4131, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts.\n\n (2)Name of Business: Fountain Investments LLC, DBA Phenix Salon Suites Address: 2123 West, Germantown, 4699 Poplar, Memphis, and 6165 Stage, Bartlett, Germantown, Memphis, Bartlett, TN, 38138, 38117, 38134, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: No Start Date: 03/05/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Pinnacle Asset Management Address: 949 Shady Grove Rd S Fl 2, Memphis, TN, 38120-4131, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/12/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts.\n\n

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-01
S63 Uniform Securities Agent State Law Examination 1997-12-15
  • S65 Uniform Investment Adviser Law Examination
    2005-08-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15
Designations
Other Names
  • Eric C Fountain

View on SEC IAPD

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