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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-17 |
| TX | RA | APPROVED | 2019-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 05/2017 | 04/2019 |
| Pcc Consulting | San Juan Capistrano | CA | 05/2011 | 09/2016 |
| Unemployed | Laguna Niguel | CA | 10/2016 | 05/2017 |
| Bank Of America, N.A. | Laguna Niguel | CA | 05/2017 | 04/2019 |
| J.P. Morgan Securities Llc | Irvine | CA | 05/2019 | Present |
| Jpmorgan Chase Bank, Na. | Irvine | CA | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-24 |
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